SRA Inspections – points to watch [2025]

PLEASE NOTE: This SRA Webinar will be viewable from 9th April 2025

Almost every practice in the land has been (or will shortly be) made subject to an SRA inspection of some sort. The cloak of doom has been felt to shroud even the most law-abiding firm and the threat of a penalty has never been higher. What should law firms look out for when the Inspector comes calling? What areas of compliance do we need to focus on to ensure a smooth passage with our regulators and our insurers?

Learning aims & objectives:

• • SRA enforcement activity, in particular
    • AML policies and procedures
    • Training
    • Competence
    • Transparency
  • SLAPPs, NDAs and other guidance
  • Process and procedure – preparation and performance
  • SRA procedures – implementation of desk reviews and site visits
  • Dealing with the penalties

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