Regulatory punishments for ethical breaches [2026]

PLEASE NOTE: This SRA Webinar will be viewable from 8th April 2026

This session will include a roundup of the latest developments in the world of regulatory enforcement by the SRA. It will include reflections on what to do if we are faced with a regulatory settlement agreement (RSA) and what might the implications be if we ‘plead guilty’ in order to make it go away. What is to be made of the Axiom Ince, SSB, Post Office and other scandals and effects they have had on the public perception of trust in the profession and whether the current regime of regulation is adequate? No-one concerned with the nature of our professional relations with clients can afford to miss it.

Learning aims & objectives:

The session will cover:

• Latest developments in SRA enforcement action – do our mistakes really merit such harsh treatment?
• What upsets the SRA most?
• Axiom Ince, SSB, Post Office matters – were the SRA doing enough?
• What might they punish us for?
• How do we deal with penalties and admonishments?
• TOWIE – the only way is ethics

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